Manager Surveillance-Paytm Money (Broking Background Only)

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19 days old

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Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm’s mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology.
Functional Responsibilities
1. Will be responsible for maintenance of AML program documentation, set up parameters for screening of financial transactions to prevent money laundering and assist in all matters concerning AML including policies, procedures, and reporting recordkeeping.
2. Assessing, analyzing, documenting and subsequent closing of various screening alerts or file suspicious transaction report with FIU and/or other regulatory bodies. Good understanding on adverse/negative media, Politically Exposed Persons or other similar designations.
3. Conduct, and perform quality control relative to, a variety of investigation types, including suspicious activity and enhanced due diligence.
4. Handling surveillance reporting of broking and depository functions.
5. Assist with anti-money laundering compliance training for employees across the organisation
6. Handling Exchange / Depository queries with regard to market surveillance and investigation
7. Prepare MIS of alert monitoring mechanism
Additional Responsibilities
1. Dissemination of various circulars/reports/orders and appraise the Senior Management of their impact on the current business scenario.
2. Assist in monitoring of insider trading alerts and maintenance of relevant documentation.
EXPERTISE AND QUALIFICATIONS
Preferred Skills
1. Experience in Know your customer, Customer due diligence & Customer identification program, AML
2. Preferable if worked with a SEBI registered stock broking firm or from a CA firm having in-depth knowledge of broking / DP operations and conducted internal / concurrent audits and / or handled AML activities
3. Experience in financial services transaction data analysis
4. Excellent knowledge of MS Office tools
5. Ability to handle multiple tasks simultaneously and work under tight deadlines.
6. Good interpersonal skills and excellent written/oral communication skills.
7. Good team player - one who is able to prioritize in a fast moving, constantly changing environment
Preferred Qualification :
Should be a CS/MBA Finance/PGDBM/Master Degree Holder in Finance with minimum of 6-8 years of experience.